SEBI Regulated Activities

Advisory and merchant banking services in the equity capital markets — built on an industry-focused, knowledge-driven approach, and undertaken in full compliance with SEBI regulations.

Registered as a SEBI Merchant Banker under the SEBI (Merchant Bankers) Regulations, 1992
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3Dimension Capital Services Limited provides a full spectrum of advisory and merchant banking services in the equity capital markets, using an industry-focused and knowledge-driven approach. The Company assists and advises corporate clients seeking to mobilise capital from investors in compliance with applicable SEBI regulations.

The Company specialises in raising funds for corporate clients from the capital markets as well as through private placement routes, and acts as a SEBI-registered Merchant Banker for such transactions. Over time, the Company has developed professional relationships with financial institutions, mutual funds, high-net-worth individuals and intermediaries, supporting the effective execution of capital market transactions.

The following activities are undertaken as SEBI-regulated merchant banking activities, as permitted under the SEBI (Merchant Bankers) Regulations, 1992.

Regulated activities

01

Initial Public Offer / Further Public Offer

The Company acts as Merchant Banker and provides advisory and issue management services to companies proposing to raise equity capital through public issues and list their securities on recognised stock exchanges, including IPO/FPO readiness, documentation and coordination with intermediaries under SEBI and stock exchange regulations.

02

Rights Issues

The Company provides merchant banking and advisory services for raising capital through rights issues, including structuring the issue, managing regulatory compliances and coordinating with the relevant intermediaries in accordance with SEBI regulations.

03

Private Placement

The Company provides merchant banking and advisory services to corporate clients raising funds through private placement of securities, including transaction structuring, regulatory compliance and execution support, as permitted under applicable SEBI regulations.

04

Qualified Institutional Placements

The Company provides merchant banking services to listed companies raising funds through Qualified Institutional Placements, including advisory support, issue structuring and compliance with the SEBI regulations governing QIPs.

05

Delisting of Shares

The Company acts as Merchant Banker and assists promoters and companies with voluntary and compulsory delisting of securities from stock exchanges, including advisory services and compliance with the SEBI (Delisting of Equity Shares) Regulations and stock exchange requirements.

06

Buy-Back of Shares

The Company advises and assists companies with the buy-back of shares, including structuring the buyback, managing regulatory compliances and overseeing execution in accordance with SEBI regulations.

07

Open Offers / Takeover

The Company acts as Merchant Banker for open offers and takeover transactions, assisting clients in the acquisition of shares, voting rights or control of listed companies, including compliance with the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations and stock exchange guidelines.

Investor grievance redressal

In accordance with SEBI regulations, investors and stakeholders may lodge grievances relating to the Company's SEBI-regulated merchant banking activities through either of the following channels.

Channel 01

SEBI SCORES Platform

Investors may register complaints with SEBI through SCORES (SEBI Complaints Redress System). SCORES allows investors to lodge complaints online and track their status.

scores.sebi.gov.in
Channel 02

Compliance Officer

Investors may also address grievances directly to the Company's Compliance Officer.

Name Mrs. Lata Rani
Phone 011-40196737

The Company endeavours to address and resolve investor grievances in a timely manner, in accordance with applicable SEBI regulations.